jueves, 10 de octubre de 2013

Fifth Lesson: The medieval origins of the Spanish State



I. TIMELINE  Medieval Christian Spain

WESTERN KINGDOMS

1. The Kingdom of Asturias (722-914)
722   Pelagius initiates the Reconquest in Asturias (Battle of Covadonga).
739-757 Alfonso I conquers Galicia and creates the Desert of the Duero to prevent muslims raids.
791-842 Alfonso II of Asturias, restores the principles of the Visigoth monarchy in Oviedo.
866-910 Reign of Alfonso III of Asturias, the first Spanish emperor.

2. The Kingdom of León (914-1037)

914   Garcia I moves his capital to León. 
931-951  Ramiro II advance the border of his kingdom from the Duero to the Tormes.
994-1028 Alfonso V give the first territorial law to its kingdom (1017)
1037 Bermudo III is killed by the count of Castile Ferdinand I in the battle of Tamarón.

3. Castile from county to kingdom (923-1037)

923-970 Fernán González unifies the County of Castile and reach independence from Leon.
1029  Ferdinand I, the second son of Sancho III of Navarre becomes Count of Castile.
1037 After defeating and killing Bermudo III in the battle of Tamarón the count of Castile Ferdinand I becomes king of Leon. Beginning of the dynasty of Navarre.
1065   After the death of his father Ferdinand I, Sancho II, his eldest son, becomes the first King of Castile.  His second son, Alfonse, comes Alfonse VI of León

4. The union of Leon and Castile (1072-1230)

1072-1109 Alfonse VI the second son of Ferdinand I becomes king of Leon and Castile.
1126-1157 Alfonso VII of Leon and Castile (first king of dynasty of Burgundy) becomes the last Emperor of All Spain. After his death Castile and Leon become again separated kingdoms until 1230.

Castile: Sancho III (1157-1158)/Alfonso VIII (1158-1214)/Henry I (1214-1217)/Berengaria (1217)/Ferdinand III (1217-1230
Leon: Ferdinand II (1157-1188)/Alfonso IX (1188-1230).

1188  Alfonso IX convenes the Cortes in León.  It is the first time in European history that a meeting of the curiae is attended by representatives of the bourgeoisie.  It is the first Assembly of Estates.
1230. Definitive union of Leon and Castile in the person of Ferdinand III.
1348: Cortes at Alcalá de Henares convened by Alfonso XI. Royal law becomes the main legal source of the realm.

5. The Kingdom of Castile and Leon (1230-1474)

1230-1252      Reign of Ferdinand III
1252-1284      Alfonso X the Wise
1284-1295      Sancho IV the Brave (married to Maria de Molina)
1295-1312      Ferdinand IV the Summoned
1312-1350      Alfonso XI
1350-1369      Peter I the Cruel. End of the dynasty of Burgundy (started in 1126)
1369-1379      Henry II, first monarch of the Trastamara dynasty
1379-1390      John I  (Defeat of Aljubarrota, 1385).
1390-1406      Henry III the Infirm
1406-1454      John II
1454-1474      Henry IV

Isabella and Ferdinand (Catholic Kings) 1474-1504


6. The kingdom of Portugal

1139-1185      Alfonso Henriques, becomes the first king of Portugal.
1248-1279      Alfonso III. End of Reconquest (1250). First Portuguese Cortes (1254)
1279-1325      Denis of Portugal, becomes the most powerful monarch of the Iberian peninsula.
1367-1383      Ferdinand I. Marries his daughter Beatriz to John II of Castile
1385                Battle of Aljubarrota. John of Aviz king of Portugal (until 1433).
1394-1460      Life of Henry the Navigator. Beginning of Portuguese maritime expansion
1475                Alfonso V marries Juana la Beltraneja and pretends the throne of Castile.


EASTER KINGDOMS

7. The county of Barcelona (873-1162)

795      Charlemagne creates the “Marca hispanica” as a defensive barrier of autonomous counties in the south of the Frankish empire.
801  The Franks take Barcelona from the Muslims. The Marca Hispanica is also called Gothia (after the Visigoth population) or Septimania (old western region of the Roman province of Gallia Narbonensis).
873-898 Wilfred the Hairy, the first autonomous Count of Barcelona (though he is stil vassal of the Carolingian king).
947-992          The count of Barcelona Borrell II refuses to recognize Hugh Capet as the King of the Franks.
1035-1076      Ramon Berenguer I the Old approve the first feudal written law for his county.
1082-1131      Ramon Berenguer III the Great becomes one the greatest princes of Medieval Spain.
1131-1162      Ramon Berenguer IV is the last autonomous count of Barcelona.   

8. The kingdom of Navarre (905-1589)

778  The rearguard of Charlemagne's army is annihilated at Roncesvalles.
790-851          Iñigo Arista becomes the first king of Pamplona rebelling against the Emirate of Cordoba.
905-925  Sancho I Garcés becomes the first king of Navarre incorporates the county of Aragon.
1000-1035      Under Sancho III the Great the kingdom of Navarre reaches the height of his power. He is the most important Christian prince of Spain.
1035    In his will Sancho III divides his territories among his sons. Navarre looses its importance.
1234-1253      Theobald I (IV of Champagne) become king of Navarre. The kingdom falls into foreign influence.
1284-1305      Philip the Fait (IV of France) becomes king of Navarre
1425-1441      Blanche I marries the Castilian prince John of Trastamara
1441-1479      After the death of his wife John of Tratamara becomes the only king of Navarre. (From 1458 he is as well king of Aragon, and father of the future (Ferdinand the Catholic).
1512    Ferdinand the Catholic conquers Southern Navarre.
1515    Southern Navarre is incorporated to the Crown of Castile in the Cortes of Burgos.
1589    Henry IV of France (king of Navarre from 1572) incorporates Northern Navarre (Béarn) to France. 


9. Aragon from county to kingdom

809-820          Aznar Galíndez becomes count of Aragon, a small Frankish marcher county. The counts of Aragon have to accept to be vassals (suzerainty) of the kings of Pamplona.
922 Andregoto Galíndez gets married to Sancho I of Navarre. Aragon becomes part of that kingdom.
1035    At the death of Sancho III of Navarre, his illegitimate son Ramiro I becomes de facto the first king of Aragon under the fealty of his brother García king of Navarre.
1063-1094  Sancho Ramirez becomes the first official king of Aragon. From 1076 he becomes king of Navarre.
1073-1134 Alfonso I the Battler conquers Zaragoza and make Aragón the main Eastern Hispanic kingdom. He dies without heirs.
1134-1137      Ramiro II the Monk, brother of Alfonso I is crowned king by the aragonesian nobles. He gets married and have a daughter Petronilla that is betrothed to Ramon Berenguer IV count of Barcelona in 1137 (marriage in 1150).    


10. The Crown of Aragon (1137-1479)

1137                A personal union is forged between the Kingdom of Aragon and the County of      Barcelona (Petronila and Ramón Berenguer IV).
1162-1196   Alfonso II of Aragon – I of Barcelona – (+ 1196), son of Petronila and Ramón Berenguer IV) becomes the King of  Aragon, and simultaneously the Count of Barcelona.
1213-1276  Reign of Jaime I, the Conqueror.  By creating the kingdom of Valencia as an autonomous kingdom and integrating it into the Union of Catalonia and Aragon, he founds the Crown of Aragon (Catalonia was never a kingdom but a principality).
1282, 31 March. Anti-French Rebellion of the Sicilian Vespers.  This would be the pretext for Pedro III of Aragon’s occupation of the island. Sicily becomes part of the Crown of Aragon.
1349    The kingom of Mallorca becomes part of the Crown of Aragon
1412  Compromise of Caspe.  After the death without heirs of Martin I,  Ferdinand I of Trastamara is elected the King of the Crown of Aragon.  In Castile   and Aragon the same dynasty reigns.
1442    The king of Aragon Alfonso V conquers Naples. The South of Italy (Kingdoms of Naples and Sicily) becomes part of the Crown of Aragon.

Kings of Aragon (from 1162 to 1479).

1162-1196 Alfonso II
1196-1213 Pedro II
1213-1276 Jaime I
1276-1285 Pedro III
1285-1291 Alfonso III
1291-1327 Jaime II
1327-1336 Alfonso IV
1336-1387 Pedro IV
1387-1395 Juan I
1385-1410 Martin I
1412-1416 Fernando I of Trastamara
1416-1458 Alfonso V
1458-1479 Juan II

UNION OF CASTILE AND ARAGON

1469                Isabella of Castile and Ferdinand, Prince of Aragon, are married in Valladolid,                  becoming the “Catholic Kings.”
1474-1504   Reign of Ferdinand and Isabella.


II. SOME WORDS

Reconquest
Repopulation
Pressura
Charter of settlement
Fueros
Privileges
Leonese imperium
Capitulary of 877
Subinfeudation
County
Kingdom
Crown
Divin-right monarchy
Cortes of Leon 1188
Cortes of Alcalá 1348
Composite monarchies
Sicilian Vespers 1282
Compromise of Caspe 1412
Pactism
Cortes
Diputation of General (Generalitat)
Justicia Mayor

III. SOME QUESTIONS

1. What is the etymological origin of the names of Castile and Leon?

2. What is the etymological origin of the names of Catalonia and Aragon?

3. Why Catalonia was never a kingdom?

4. Is the same the kingdom of Aragon and the Crown of Aragon?

5. Who was the founder of the Crown of Aragon: Ramón Berenguer IV count of Barcelona or James I of Aragón? Explain why

6. Were there any Iberian kingdoms that did not integrate either in the Crown of Castile either in the Crown of Aragon?

7. What was the essential institutional difference between the Crown of Castile and the Crown of Aragon? Think of the position of the king in both.

8. Was feudalism important in medieval Spain? Think about the consequences of reconquest and repopulation for answering.

9. Did the Spanish medieval sovereigns submitted to the European emperor?

10. Explain the concept “pactism” and mention the three most important institutions that reflect this “constitutional” reality in medieval Spain.


IV. A FEW TEXTS

Taken from O’CALLAGHAN, Joseph F, (1975) A History of Medieval Spain Ithaca: Cornell University Press 1975.

1. Feudalism in Medieval Spain

“Under Carolingian influence, feudalism developed early in the Catalonian counties. […]. The Catalan counts were vassals of the Frankish king, holding their offices as benefices, but the heritability of benefices, recognized in a capitulary of 877, encouraged the foundation of dynasties and a tendency toward independence in the Spanish Mark. The counts of Barcelona, in the late tenth century, while acknowledging the titular sovereignty of the Capetian kings […] refused to become their vassals. Subinfeudation was also characteristic of Catalan feudalism. Viscounts pledged homage and fealty (hominaticum et difelitatem) to the Catalan counts, receiving investiture (potestas) of their offices as benefices held by hereditary right. Other nobles entered into similar relationships, accepting the typical feudal obligations of military and court service. In sum, the characteristic customs and institutions of Frankish feudalism were also found in Catalonia and reached their fullest development in the eleventh and twelfth centuries.

 In the other Christian states feudalism never reached maturity, though its constitutive elements existed in embryonic and un coordinated form. Visigothic Spain had reached a prefeudal stage of development characterized by private oaths of fidelity, the existence of dependent tenures, the granting of immunities, and the seigneurial regime. But the Muslim invasion and the peculiar circumstances of the Asturian-Leonese reconquest impeded the natural evolution toward the linking of vassalage with the granting of benefices, as in northern Europe. The kings of Asturias-León were surrounded by fideles, vassals bound by private oath to give faithful service; prelates and magnates enjoyed similar relationships with the lower nobility (infanzones, milites).Until the eleventh century when vassalus came into common usage, the term miles ordinarily meant vassal. In return for military service, the vassal received money (solidata) or a benefice (prestamum), recoverable by the lord upon the termination of the vassal’s service. On the other hand, persons who were not vassals sometimes received monetary compensation or benefices in exchange for military service. The relationship between lord and vassal was not hereditary and could be terminated by either party at any moment. As the relationship was not necessarily bound up with the concession of benefices, it retained a highly personal character seldom found elsewhere in Europe.

 The failure of feudalism to develop fully and to transform the character of the state must be attributed to the historical conditions surrounding the origin and growth of the kingdom of Asturias-León. A strong monarchy and a large class of freemen were the principal obstacles to the growth of feudalism. The continuing state of war with the muslims bolstered the power of the king as the military leader primarily responsible for defense and for the preservation of Asturian-Leonese independence. Military success not only enhanced the kings prestige, but also added to his resources. Claiming ownership of all reconquered territory, the king was able to reserve large estates for himself and to reward his followers for their loyalty to him. Those who repopulated the newly conquered lands were for the most part small, free proprietors, hardy frontiersmen, who gave allegiance to no lord save the king. The nobility, on the other hand, lacking the military and financial power which only the possession of large estates could give, were unable to offer serious challenge to the king’s authority”. Ibidem pages 166-167.

2. Reconquest and repopulation.

 “The predominantly agrarian economy of the Christian north was deeply influenced by the reconquest and its economic and social corollary, repopulation. In the late ninth and tenth centuries the repopulation of the Duero valley, deserted since the devastation by Alfonso I in the eighth century, was begun in earnest. The process was initiated with the occupation of a series of advanced positions constituting a defensive line; fortifications were erected around this positions, and communications with the heart of the kingdom were assured by the erection of a line of castles; finally the settlers took possession of the land (pressura), plowed it, and cultivated it (scalio). The kings of Asturias-León claimed reconquered and deserted land as their own, and thus controlled its settlement. The king could direct repopulation himself, or he could authorize a count, a magnate, a  bishop, or an abbot to do so. In such cases a colonizing expedition advanced to the place of settlement; after building the necessary fortifications, they took possession of the land, unfurling the royal standard and sounding a trumpet. Attractive conditions offered to prospective colonist were often stated in written charters of settlement (cartae populationis). Among the important places colonized in these early centuries were Astorga (854), León (856), Amaya (860), Coimbra (876), Zamora (898), Burgos, Simancas (899), Osma (912), Salamanca, Avila and Sepúlveda (940). In many instances, simple folk, lacking any authorization whatsoever, squatted on the land and began to cultivate it and only later obtained royal recognition of their rights. Settlers came from the mountains of Galicia, Cantabria, and the Basque country, and there were also many Mozarabs  who fled from Al-Andalus. The pioneers who settled the frontier lands of León and Castile were for the most part freemen, owning the land on which they were settled and independent of every lord save the king”. Ibidem, pages 181-182.

3. The Leonese empire

 “Until the advent of Sancho el mayor and his dynasty, the most important of the Christian states, by reason of its size and the activities and aspirations of its rulers, was the kingdom of Asturias-León. In recent years scholars have debated whether the kings of León, to whom the title of imperator was sometimes applied by their subjects in the tenth century, had developed a concepto of empire and whether a Leonese imperium existed in fact. […]. All would agree that the Leonese sovereigns and their courtiers had a conception of imperial power and an aspiration to predominance throughout the peninsula. Insofar as their supremacy was acknowledged by the other Christian rulers, the idea of empire held out the possibility of the restoration of Hispanic unity in the future”. Ibidem, pages 164-165. 

4. Political diversity as a consequence of reconquest

 “As a result of the rapid reconquest in the thirteenth century all the Christian kingdoms, with the exception of Castile, reached the frontiers they were to retain until modern times. Territorial expansion created kingdoms with marked internal differences o language, customs, laws, religion and race. Each region strove to defend and to preserve its identity and its peculiar institutions an to resist any royal effort to achieve uniformity in administration. Regionalism not only complicated and weakened the internal organization of kingdoms with one another, The Leonese concept of empire, expressing the unifying aspirations of an earlier epoch, no longer had any meaning and was largely forgotten. The name Hispania or España survived, however, as a remembrance of Roman and Visigothic times and as a symbol of the unity hopefully to be attained in the future”. Ibidem, page 428.

5. León-Castile

 “The kingdom León-Castile held a predominant position in the peninsula because of its location and extension over the great central meseta. The union of the two kingdoms in 1230, after a separation of more than seventy years, placed their joint resources at the disposal of one sovereign who was able to carry out a broad expansion along a frontier stretching across the heart of the peninsula.” Ibidem, page 428.

6. The Crown of Aragon

  “The most complex of all the Christian states was the crown of Aragon whose initial constituents were the kingdom of Aragon, an inland state allocated along the Ebro river with its seat at Zaragoza, and the principality of Catalonia centered about the port of Barcelona. While Aragon tended to be dominated by a landed aristocracy jealous of their privileges, Catalonia, bordering the Mediterranean, had a growing mercantile population with a more cosmopolitan outlook. Linguistic differences also posed a difficult barrier to the assimilation of the Catalans and Aragonese. In the thirteenth century the dominions of the Crown of Aragon were increased by the conquest of the Balearic islands, the kingdom of Valencia, the kingdom of Sicily, and, in the fourteenth century, Sardinia, […]. Jaime I partitioned the realm, creating a separated kingdom of Majorca, including the lordship of Montpellier and the county of Rousillon, for his second son. […] Jaime II in 1319 formally decreed the indissolubility of the union of Aragon, Catalonia, and Valencia. This principle was vigorously affirmed by Pedro IV who resisted attempts to partition the realm for the benefit of his stepbrother”. Ibidem, pages 429-430. 

7. The “Generalitat” as the symbol of pactism

  “The appointment of commissions by the Catalan corts in 1289, 1291 and 1299 to supervise the collection of taxes eventually gave birth to the Generalitat, one of the fundamental political institutions of Catalonia. In 1323, for example, the corts granted the king a subsidy for two years, the money to be collected by persons designated by the syndics of the towns. Money collected was to be deposited in the Dominican monasteries of Barcelona and Lérida, under keys held by several persons. The king and his subordinates were thereby effectively excluded from the collection and distribution of the sums in question. The corts of 1359 appointed twelve deputies and twelve auditors of accounts, four from each state, to administer the money collected.  The agency which thus came into being, hesitantly and temporarily at first, began to acquire a permanent character in the latter half of the fourteenth century. The name given to it was Diputació del General de Catalunya or simply Generalitat, an agency representing, as did the corts, the totally of Catalonia. In the last century of medieval era the Generalitat wielded great power and influence as a permanent agency of the corts, capable of exercising a constant supervision and control of the king’s actions”. Ibidem pages 443-444.

8. The “Justicia Mayor” of Aragon

  “In the justicia of Aragon began to acquire the jurisdiction that eventually gave him a rather unique position among the judges of the peninsula. […]. The justicia originally was a judge in the royal court, appointed at will by the king to hear specific cases. The nobility, however, began to protest the increasing prominence in the royal court of men trained in roman and canon law, and Jaime I, at the cortes of Egea in 1265, bowed to their insistence that the justicia should be a knight with jurisdiction over disputes among the nobles or between them and the king; he was expected to pronounce sentence in accordance with the traditional fueros of the realm rather tah roman or canon law. Pedro III and Alfonso III in their Privileges granted to the Union in 1283 and 1287 reaffirmed the justicia’s role and functions. Although Pedro IV crushed the Union, at the cortes of Zaragoza in 1348, he confirmed the justicia’s position as chief judge with authority to interpret the fueros of Aragón and to bind royal officials and judges to his interpretations. He could also hear appeals in which officials were charged with violation of the fueros. The justicia continued to be appointed by the king and was removable by him, but the tendency was to allow him to remain in office for life, and so enhance his independence and judicial authority”. Ibidem pages 452-453.

9. Castile the first Absolute monarchy of Europe

 “Two principal theories of royal were expressed in the late Middle Ages. The one stressed the divine origin of the king’s authority and his responsibility to God; the other, while admitting that all power comes from God, emphasized, however, that the king received his power immediately from the people to whom he was also accountable. The theory of divin-right monarchy with its implications of royal absolutism was expressed no more clearly than in the cortes of Olmedo in 1445 following Juan II’s victory over the rebellious infantes of Aragon. The cortes stated that divine law: expressly commands and forbids anyone to dare to touch the king and prince a one who is anointed by God, nor even to comment or to say anything evil about him nor even to think it in spirit; rather he should be held as God’s vicar… no one should dare to oppose him because those who resist the king evidently wish to resist the ordinance of God (CLC, III, 458).

 Repeating phrases already used by Juan II, the cortes declared that the laws are beneath the king who cannot be judged by men “because he does not have his power from men, but from God, whose place he holds in temporal affairs. Some years later Enrique IV made the same arguments, affirming that “kings rule in the place of God on earth… to resist the earthly power of kings is to resist God who appointed them to their place”. Ibidem page 580. 



10. “Composite monarchies” as a prime example of unions of states in Europe

"The transition from the feudal stage to the territorial monarchies of the Late Middle Ages was characterized, as we have seen, by kings' efforts to amass the greatest possible expanses of land for their kingdoms. In some cases (Castile & León, for example) the territories were unified into a single political and legal entity. In others, however, each territory maintained its political and legal autonomy despite recognizing and respecting the same sovereign: composite monarchies. Such was the case with the Crown of Aragon, which annexed the kingdoms of Aragon, Valencia, Mallorca and the Principality of Catalonia, in addition to a series of Mediterranean territories (Sicily, Sardinia, Naples and Athens). The origin of the “Crown of Aragón” was the 1137 marriage between the Count of Barcelona, Ramon Berenguer IV, and Petronila, the daughter and heiress of Ramiro II of Aragon. This union enabled their son, Alfonso II of Aragon (1164 – 1196) to become both the King of Aragon and the Count of Barcelona.  However, the Crown's definitive structure would be set by Jaime I who, after reconquering the Kingdom of Valencia in 1238, rather than distributing it between the Aragon and Catalonia, converted it into an independent Kingdom. This paved the way for the subsequent incorporation of the Kingdom of Sicily at the end of the 13th century, the Kingdom of Mallorca in the mid-14th century, and the Kingdom of Naples in the first half of the 15th century, among other Mediterranean territories.

The same was true of Spain's Catholic Monarchy which, in addition to its Iberian kingdoms, held the Crowns of Aragon and Castile (the latter including Navarre, the Canary Islands, the American colonies and a series of islands in the Pacific), and, as of 1580, Portugal and its entire colonial empire, claiming a number of territories across Europe, such as the Netherlands, the Franche-Comté, Luxembourg, and much of the Italian peninsula (Naples, Sicily and Lombardy).

The Crown of Aragon and the Spanish Catholic monarchy are not, however, exceptional cases. There are other models of composite monarchies in Europe. Other composite monarchies include that of Isabella and Ferdinand in Spain, the Holy Roman Empire, the British Isles under the Tudors and the Stuarts, and the Polish-Lithuanian Federation, as opposed to other formulas, such as the unitary system in France under the Valois and the Bourbons, or federal pacts such as the German Hanseatic League or Scandinavia's Kalmar UnionAs noted by Román Piña Homs: “far from being an isolated invention, it was the predominant formula of political organization in modern European history.”

All these kingdoms conserved their “constitutional” and legal autonomy even while recognizing the same king. In this way they formed a kind of “confederation of states” according to which the monarch was to respect the traditional privileges of each of the kingdoms and to convoke their respective estate-based assemblies, or cortes. The model was decidedly flexible and easily allowed for the incorporation of new states. It was, however, problematic in terms of facilitating effective and efficient government and administration”.

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